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Auditor Regulations

News updates and current affairs related to Regulations applicable to the Global Auditors

SEC Impose $102K Fine on KSM

The U.S. Securities and Exchange Commission has sanctioned Indianapolis-based accounting firm Katz, Sapper & Miller LLP and one of its partners, Scott...

Ex-Partners of RSSM fined by SEC for deficient audit

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Mitchell J. Rubin and Michael Bernstein in their capacities as former partners of Rosen, Seymour, Shapps, Martin & Company, LLP (“RSSM”),...

Crowe Horwath fined for failure to respond to fraud risk

crowe
The SEC Order also contends Crowe Horwath LLP had an ongoing direct business relationship with Corporate Resource Services, which compromised the audit...

How the global firms are checking regulations applicable to Auditors

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External Auditor’s opinion play a very important role in the global capital markets system. A third party opinion on the representations made in a...

NFRA to be the regulator largely for the Big Four Audit...

NFRA
As per the newly notified rules, the National Financial Reporting Authority will have the power to monitor and enforce compliance with accounting standards and...

Why NFRA is important to keep check on Auditors Integrity

Background Hon. Prime Minister of India made the announcement on the occasion of the foundation day of the Institute of Chartered Accountants of India, which...