Audit Firms

Enforcement, Penalties, Fines, Suspensions of the Audit Firms across the world for violation of the Regulations

SEC Impose $102K Fine on KSM

The U.S. Securities and Exchange Commission has sanctioned Indianapolis-based accounting firm Katz, Sapper & Miller LLP and one of its partners, Scott...

Ex-Partners of RSSM fined by SEC for deficient audit

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Mitchell J. Rubin and Michael Bernstein in their capacities as former partners of Rosen, Seymour, Shapps, Martin & Company, LLP (“RSSM”),...

Crowe Horwath fined for failure to respond to fraud risk

crowe
The SEC Order also contends Crowe Horwath LLP had an ongoing direct business relationship with Corporate Resource Services, which compromised the audit...

Audit Quality and Unregistered Individual Auditors in India

Individual Auditor
Audit quality is determined by an auditor’s ability to discover breaches of accounting standards. Audit quality is a product of auditor competence and independence. However,...

SEC investigates KPMG Deloitte PwC and EY

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Securities and Exchange Commission began administrative proceedings on 3rd December'2012, against the China affiliates of KPMG Deloitted PwC EY and another large U.S. accounting...

SFIO to probe KPMG role in INR870 Crore Reebok case

Global audit major KPMG will face questions from the Serious Frauds Investigation Office (SFIO) in connection with the Rs 870-crore alleged fraud at Reebok...