Auditor Regulations

News updates and current affairs related to Regulations applicable to the Global Auditors

Bank Auditors may face the heat of RBI Framework

Statutory Auditors of banks play an important role in contributing to financial stability when they deliver bank audits. Audited financial statements foster market confidence...

Infibeam fired EY Associate as an Auditor for sharing insider information

Infibeam Avenues ended administrations of sanctioned bookkeeping firm SRBC and Co LLP as one of its joint statutory auditors for allegedly sharing of unpublished...

SEC Impose $102K Fine on KSM

The U.S. Securities and Exchange Commission has sanctioned Indianapolis-based accounting firm Katz, Sapper & Miller LLP and one of its partners, Scott...

Ex-Partners of RSSM fined by SEC for deficient audit

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Mitchell J. Rubin and Michael Bernstein in their capacities as former partners of Rosen, Seymour, Shapps, Martin & Company, LLP (“RSSM”),...

Crowe Horwath fined for failure to respond to fraud risk

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The SEC Order also contends Crowe Horwath LLP had an ongoing direct business relationship with Corporate Resource Services, which compromised the audit...

How the global firms are checking regulations applicable to Auditors

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External Auditor’s opinion play a very important role in the global capital markets system. A third party opinion on the representations made in a...